Smarter
Compliance
Starts Here
A modern platform built for clarity, speed, and control.
Compliance Teams Deserve Better Tools.
Legacy systems slow you down.
Open Compliance Suite is a modern, modular compliance platform …
… designed to unify alert management, investigations, model governance, and data oversight – powered by advanced AI and built for agility.
With intelligent tools like Delphi and a fully integrated research environment,
it transforms fragmented workflows into a connected ecosystem that adapts to your financial institution’s evolving regulatory needs.
Research & Investigation
Harness generative AI, advanced visual analytics, and collaborative intelligence to accelerate research, drive clarity, and generate actionable outcomes.
- Alert Clearing – Streamline alert triage with AI-driven narratives and seamless case file management.
- Signals – Real-time risk profiling with integrated media screening and NLP-powered adverse media analysis
- Narratives – Automated SARs, alert annotations, and model tuning powered by investigator feedback.
- Counterparty Intelligence Management – Unified counterparty view with network insights and real-time external intelligence.
- Investigation Workbench – Modular investigation workbench with dynamic research and interactive evidence building.
- Data Aggregation & Visualization – Unified data view with flow analysis, visual insights, and context-aware research across all sources.
- Fully Integrated Case Management – End-to-end case management with collaboration, lifecycle tracking, and audit-ready documentation.
Model
Tuning
Test, tune, and optimize AML and risk models with built-in scenarios, sampling, performance tracking, and MRM integration.
Optimize and tune AML, Sanction and CRR models
Set of customizable Out of the Box industry standard typologies
Perform detailed distribution analysis & data profiling
Perform and track ATL and BTL testing, statistical sampling models
Model Governance
Centralized hub for managing model risk spanning inventory, documentation, vendors, and change tracking in one secure workspace.
Define and manage all your models
Manage all model lifecycles like model implementations, tuning, etc.
Manage all model artifacts like policies and procedure documents
Track all findings, observations & management responses
Data Governance
Standardize, enrich, and reconcile compliance data – driven by AI for entity resolution, country validation, and continuous data quality monitoring.
Data enrichment for entity resolution, country information, etc.
Define Key Data Elements (KDE) and perform Data Quality Analysis
Perform detailed data reconciliation
At the core of Open Compliance is Delphi.
Your AI-powered compliance command center.
Integrated directly into the Open Compliance Suite, Delphi is your AI-powered assistant for navigating compliance complexity. More than a chatbot, Delphi understands your compliance context, queries data securely, and surfaces actionable answers with full traceability.
The Problem – By the Numbers
Billions spent Annually on Compliance in the US and Canada Alone*
%
Of All AML and Sanctions Alerts are False Positives
%
Of Financial Institutions Will Cut Cost in 2025
We have accepted operational and technology inefficiency in compliance as a necessary evil. The current state of outsourcing alerts to low-cost countries across the world compromises contextual understanding, lacks jurisdictional expertise, presents operational risk, and still represents a huge cost.
Contact
Get In Touch
See how Open Compliance Suite can transform the way your institution manages risk, streamlines workflows, and stays ahead of regulatory expectations. Our team is ready to show you a tailored demo that speaks to your specific challenges.